Stock Information

COL | COL FINANCIAL GROUP, INC.

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Sector: FINANCIALS | Sub-Sector: OTHER FINANCIAL INSTITUTIONS

COL Financial Group (COL), formerly CitisecOnline.com, Inc., was incorporated on August 16, 1999, and on February 21, 2012, SEC approved the Company's change in name to the present one. COL is engaged in the business of brokerage and/or dealership of securities, and provides stock brokerage services through the internet.

The Company provides its customers with an array of products and services including full-service online stock brokerage, wide selection of mutual funds in a single platform, professional equity advisory services, investing tools and functionalities, research support, investor education seminars, market updates and information-driven briefings, and customer support.

In 2019, COL established the institutional business group, which specializes in providing services to financial institutions.

The Company owns 100% of COL Securities (HK) Limited, a foreign subsidiary domiciled and incorporated in Hong Kong, which primarily acts as a stockbroker and invests in securities.

In 2019, COL set up its own asset management firm, COL Investment Management Inc. to serve as the fund manager for COL Equity Index Unitized Mutual Fund, Inc. and COL Cash Management Unitized Mutual Fund, Inc. These subsidiaries are still in pre-operating stages as of the end of 2022.

Source: SEC Form 17-A (2022)

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